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Certificate in Compliance and Risk Management at QLS Level 3 Course teaches you everything on the topic thoroughly from scratch so you can achieve a professional certificate for free to showcase your achievement in professional life. This Certificate in Compliance and Risk Management at QLS Level 3 Course is a comprehensive, instructor-guided course, designed to provide a detailed understanding of …
In today’s complex business environment, understanding compliance and risk management is essential for protecting organisations and ensuring ethical practices. This course equips learners with practical knowledge and skills to manage compliance requirements and identify, assess, and mitigate risks effectively. Learners will gain a solid foundation in compliance systems, audits, ethics, and risk management processes, preparing them for roles in regulatory and risk-focused positions.
In the UK, compliance and risk management professionals typically earn around £20–£25 per hour, or £40,000–£52,000 per year, depending on experience and sector.
The course begins with Module 1: Introduction to Compliance, providing a clear understanding of compliance principles. Module 2 covers the five basic elements of compliance, highlighting key components every organisation must follow. Module 3 introduces the Compliance Management System (CMS), explaining its design and implementation. Module 4 focuses on Compliance Audits, teaching how to evaluate and ensure adherence to regulations. Module 5 explores Compliance and Ethics, emphasising integrity in organisational practices. Moving into risk, Module 6 introduces Risk and Types of Risk, identifying common risks in business environments. Module 7: Introduction to Risk Management covers foundational strategies to mitigate risk, while Module 8 explains the Risk Management Process, providing a step-by-step framework for effective risk control.
In module one, we will gain an in-depth understanding of what compliance is, taking a look at the benefits of compliance and the role and responsibilities of the compliance department.
In module two, we will explore policy and code of conduct in compliance, learning about the structure of the compliance organisation and key compliance processes. It includes training on how to implement an effective compliance audit process.
In module three, we’ll learn how to implement and monitor a Compliance Management System in the workplace, with step-by-step training. It discusses the key elements of CMS, the role of the compliance committee and compliance officer, and compliance programs.
In module four, we will learn about compliance auditing within a public sector context, exploring the principles and elements of compliance auditing. It covers key topics such as the compliance audit process, quality control, audit risk, and audit team management.
In module five, we will explore the conceptual differences between ethics and compliance, taking a look at the responsibilities of ethics and compliance practitioners, as well as shared challenges, values and rules.
In module six, we will learn what constitutes risk in compliance and risk management, exploring the classifications, types and nature of risk, from pure risk to financial risk.
In module seven, we will deepen our understanding of how to manage risk, learning about the standards and principles of risk management, as well as the history of risk management and its concepts.
In this final module, we will fully familiarise with the risk management process and framework, with training on how to identify, analyse, evaluate, monitor, review and treat risk.
This course has been endorsed by the Quality Licence Scheme for its high-quality, non-regulated training and learning provision. Please note that it is not an accredited qualification and does not fall under Ofqual regulation. If you are seeking formal recognition, such as entry into higher education, your training provider can guide you. Additional details are also available in the Learner FAQs on the Quality Licence Scheme website.
Upon successfully completing the Certificate in Compliance and Risk Management Level 3 course, learners will have the option to order an endorsed certificate as evidence of their accomplishment. This Certificate of Achievement is endorsed by the Quality Licence Scheme.
In addition, once you successfully complete your course, you will instantly receive a FREE CPD Accredited Digital Certificate.
Online Training Academy (OTA) operates as an authorised reseller of QLS-endorsed courses provided by Training Express Ltd. Learners enrolling through OTA will be assigned their courses within the OTA platform; however, all assessments, certification, and registration processes are managed and administered directly by Training Express Ltd.
1. Professionals seeking to enhance compliance management knowledge.
2. Employees responsible for risk assessment and mitigation strategies.
3. Individuals interested in auditing and compliance processes.
4. Managers aiming to implement ethical business practices.
5. Those pursuing careers in regulatory and governance roles.
1. Compliance Officer
2. Risk Analyst
3. Audit Coordinator
4. Risk Manager
5. Regulatory Affairs Specialist
6. Governance Advisor
| Module 1: Introduction to Compliance | |||
| Introduction to Compliance | 00:12:00 | ||
| Module 2: Five basic elements of compliance | |||
| Five Basic Elements of Compliance | 00:20:00 | ||
| Module 3: Compliance Management System (CMS) | |||
| Compliance Management System (CMS) | 00:20:00 | ||
| Module 4: Compliance Audit | |||
| Compliance Audit | 00:30:00 | ||
| Module 5: Compliance and Ethics | |||
| Compliance and Ethics | 00:22:00 | ||
| Module 6: Risk and Types of Risk | |||
| Risk and Types of Risk | 00:19:00 | ||
| Module 7: Introduction to Risk Management | |||
| Introduction to Risk Management | 00:19:00 | ||
| Module 8: Risk Management Process | |||
| Risk Management Process | 00:12:00 | ||
| Mock Exam | |||
| Mock Exam – Certificate in Compliance and Risk Management at QLS Level 3 | 00:20:00 | ||
| Final Exam | |||
| Final Exam – Certificate in Compliance and Risk Management at QLS Level 3 | 00:20:00 | ||
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